Trevor Smith

Current Employers

Employment History

• 09/2022 → 04/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2022 → 04/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2022 → 01/2024
  Ortho Clinical Diagnostics
  Rochester, NY
• 02/2020 → 04/2022
  Coopervision
  Victor, NY
• 01/2017 → 02/2020
  The Bonadio Group
  Pittsford, NY
• 12/2015 → 11/2017
  Frontier Abstract And Research Services, Inc.
  Rochester, NY
• 07/2023 → 01/2024
  Rfg Advisory, Llc Dba Sixpoint Financial Partners
  Pittsford, NY
• 01/2024 → 02/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2022 → 01/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2024 → 02/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2025 → Present
  Osaic Wealth, Inc.
  Pittsford, NY

Previous Registrations

• 2024-01-22 → 2025-02-25
  Cambridge Investment Research Advisors, Inc.
  Rochester, NY
• 2023-07-25 → 2024-01-11
  Rfg Advisory, Llc
  Pittsford, NY
• 2022-09-15 → 2023-06-15
  Cambridge Investment Research Advisors, Inc.
  Rochester, NY

Other Businesses

1) TD SMITH TAX LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 149 Red Lion Road, HENRIETTA NY 14467, United States DESCRIPTION: File tax returns 2) FINGER LAKES INVESTMENTS CORPORATION POSITION: Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/19/2025 ADDRESS: 65-A Monroe Ave, Pittsford NY 14534, United States DESCRIPTION: Agent 3) ALIGNED RETIREMENT PLANNERS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/05/2026 ADDRESS: 1 Lockwood Drive, Suite 220, Pittsford NY 14534, United States DESCRIPTION: DBA for IAR and Broker

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-02-16
• S65 Uniform Investment Adviser Law Examination
  2022-09-15