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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick'S Sporting Goods | Wentzville | MO | 08/2017 | 06/2022 |
| Petro Mart | Lake St Louis | MO | 06/2014 | 08/2017 |
| Td Ameritrade, Inc. | St. Louis | MO | 08/2022 | 01/2024 |
| Charles Schwab And Co., Inc. | Wentzville | MO | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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