James Charles Conley

Current Employers

Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-02-09

OH RA
APPROVED

Since 2023-02-09

Branch Locations

4150 Belden Village Street Nw Suite 605, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Modern Woodmen Of America	Rock Island	IL	06/2022	01/2023
Rootstown Local Schools	Rootstown	OH	08/2015	06/2022
Mwa Financial Services Inc	Rock Island	IL	07/2022	01/2023
Stratos Wealth Advisors, Llc	Canton	OH	01/2023	Present

06/2022 → 01/2023

Modern Woodmen Of America

Rock Island, IL
08/2015 → 06/2022

Rootstown Local Schools

Rootstown, OH
07/2022 → 01/2023

Mwa Financial Services Inc

Rock Island, IL
01/2023 → Present

Stratos Wealth Advisors, Llc

Canton, OH

Other Businesses

01/23/2023 - Generations Investment Management DBA. Inv related 01/23/2023 - Insurance Sales and Service. Agent 09/01/2023 - Highland Capital Brokerage - Life Insurance. Canton, OH. Agent for the sale and service of fixed term and whole life insurance. 10 hours per month during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-08
S63	Uniform Securities Agent State Law Examination	2022-08-30

S65 Uniform Investment Adviser Law Examination

2023-02-08
S63 Uniform Securities Agent State Law Examination

2022-08-30

Other Names

Jim Conley

View on SEC IAPD