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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-28
  • CT RA
    APPROVED
    Since 2025-05-28

Branch Locations

555 Long Wharf Drive 11Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hopkins School New Haven CT 03/2024 Present
Wealth Advisory Group Llc New York NY 01/2022 01/2025
Dragons Lacrosse Club Fairfield CT 09/2024 07/2025
Industrial Acceptance Corporation New Haven CT 05/2019 01/2022
Ntjra Assoc. Llc New Haven CT 06/2016 01/2022
The Guilford Marketplace Guilford CT 08/2017 05/2018
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2025 Present
  • 03/2024 → Present
    Hopkins School
    New Haven, CT
  • 01/2022 → 01/2025
    Wealth Advisory Group Llc
    New York, NY
  • 09/2024 → 07/2025
    Dragons Lacrosse Club
    Fairfield, CT
  • 05/2019 → 01/2022
    Industrial Acceptance Corporation
    New Haven, CT
  • 06/2016 → 01/2022
    Ntjra Assoc. Llc
    New Haven, CT
  • 08/2017 → 05/2018
    The Guilford Marketplace
    Guilford, CT
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: HOPKINS SCHOOL INVESTMENT RELATED: NO ADDRESS: 986 FOREST ROAD NEW HAVEN, CT 06515 NATURE OF BUSINESS: SCHOOL SPORTS START DATE: 03/2024 POSITION/TITLE/RELATIONSHIP: BOYS VARSITY LACROSSE HEAD COACH APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: BOYS VARSITY LACROSSE HEAD COACH 2. NAME OF OTHER BUSINESS: WOOSTER SQUARE ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: INTERN 3. NAME OF OTHER BUSINESS: ST. ANDREW APOSTLE SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 515 CHAPEL ST, NEW HAVEN, CT 06511; NATURE OF BUSINESS: VOLUNTEER GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RELIGIOUS VOLUNTEER GROUP; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/2021, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: THE CHERRY BLOSSOM CELEBRATION COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 570 CHAPEL STREET NEW HAVEN, CT 06511; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER AT WOOSTER SQUARE'S CHERRY BLOSSOM FESTIVAL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-21
  • S66 Uniform Combined State Law Examination
    2025-05-21
Other Names
  • Robert Loricco

View on SEC IAPD

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