John Alexander Straus

Current Employers

Employment History

• 07/2012 → 12/2020
  Ubs Financial Services Inc
  New York, NY
• 12/2020 → Present
  Newedge Securities, Inc.
  Stamford, CT
• 12/2020 → Present
  New Edge Wealth
  Stamford, CT

Previous Registrations

• 2012-07-09 → 2020-12-22
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

1) NEWEDGE WEALTH ~INVESTMENT RELATED~STAMFORD, CONNECTICUT, 06852~INVESTMENT ADVISOR REPRESENTATIVE~DECEMBER 2020~80HRS PER MONTH~80HRS PER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS 2.TPG Financial*Yes Invest*We are compensated for recommending insurance.*1hr permnth/trade*12/21/22*Franklin, TN 3.The Sammons 2023 Management Trust*The main power of the Trust Protector is to remove and replace the Investment Advisor, the Distribution Advisor, and the Trustee. However, this authority only really kicks in the situation where both of you are either deceased or incapacitated and the respective separate share trusts for your children are created, and the child for whom the trust was created is under the age of 35. Other than this power to remove and replace fiduciaries, the authorities of the Trust Protector are limited to (i) the power to veto a decision by the Distribution Advisor to make an administrative amendment to the trust (ii) the power to veto a decision by the Distribution Advisor to move the state of administration of the trust and (iii) the power to negotiate fee arrangements with the Investment Advisor, Distribution Advisor and Trustee, to the extent necessary. Finally, once the separate share trusts are created for your children, the Trust Protector would receive annual accountings from the Trustee as long as the child beneficiary is under the age of 35 - this would be largely procedural, as the Trust Protector is basically going to be the Trustee's boss by virtue of the power to remove and replace the Trustee.*No Invest*0 Hours*6/1/23

Exams

• S66 Uniform Combined State Law Examination
  2010-11-05

Designations

Other Names

• John Alexander Straus