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Asihel Pena

Citigroup Global Markets Inc.

Costa Mesa, CA

Los Angeles, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Newport Beach CA 06/2013 07/2025
Citigroup Los Angeles CA 11/2025 Present
Unemployed Norco CA 08/2025 10/2025
  • 06/2013 → 07/2025
    Bank Of America
    Newport Beach, CA
  • 11/2025 → Present
    Citigroup
    Los Angeles, CA
  • 08/2025 → 10/2025
    Unemployed
    Norco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-23
  • S66 Uniform Combined State Law Examination
    2023-05-23

View on SEC IAPD

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