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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Orange, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 08/2020
Student Martinshoe 08/2013 08/2017
Usaa Colorado Springs CO 10/2017 12/2018
Unemployed Colorado Springs CO 08/2017 10/2017
Fidelity Investments Colorado Springs CO 06/2021 05/2022
Unemployed Colorado Springs CO 08/2020 06/2021
Unemployed Orange TX 05/2022 02/2023
Fidelity Investments Orange TX 02/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2018 → 08/2020
    St Louis, MO
  • 08/2013 → 08/2017
    Student
    Martinshoe
  • 10/2017 → 12/2018
    Usaa
    Colorado Springs, CO
  • 08/2017 → 10/2017
    Unemployed
    Colorado Springs, CO
  • 06/2021 → 05/2022
    Fidelity Investments
    Colorado Springs, CO
  • 08/2020 → 06/2021
    Unemployed
    Colorado Springs, CO
  • 05/2022 → 02/2023
    Unemployed
    Orange, TX
  • 02/2023 → Present
    Fidelity Investments
    Orange, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-05-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Orange, TX
  • 2021-08-09 → 2022-05-15
    Fidelity Personal And Workplace Advisors
    Colorado Springs, CO
  • 2020-09-18 → 2021-06-14
    Colorado Springs, CO
  • 2019-07-03 → 2020-08-03
    Colorado Springs, CO
    St Louis, MO
    Colorado Springs, CO
    Colorado Springs, CO
  • 2008-05-15 → 2009-03-06
    Chase Investment Services Corp.
    Universal City, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2007-11-16 → 2008-05-06
    Galveston, TX
Other Businesses

OBA-110175|OrgNmn:Niftyluck Shop (Tik Tok Shop) |Org Addr:Orange,Texas,US|OBA Nature:Beauty Products, Pet Products,|Invst Rel:N|Title:Tik Tok Shop Owner|Duties:Two hours per day, outside of working hours. |StrtDt:|TotHrs/mon:60|TrdHrs/mon:0|OBA-124695|OrgNmn:Smalley Med Practice|Org Addr:Orange,Texas,US|OBA Nature:Hospitalist, spouse will be wo|Invst Rel:N|Title:Partner|Duties:Billing aprox four hours per week, work outside of business hours. |StrtDt:11-14-25|TotHrs/mon:16|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2006-07-12
  • S66 Uniform Combined State Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2006-07-12
Other Names
  • Andrea Nicole Clark
  • Andrea Clark
  • Andrea N Hodges
  • Andrea N Smalley
  • Andrea Smalley

View on SEC IAPD

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