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James Joseph Williams

Tvamp, LLC

Knoxville, TN

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Current Employers
Tvamp, Llc

6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-06
  • TN RA
    APPROVED
    Since 2023-02-06

Branch Locations

6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Radiance Washing Knoxville TN 04/2022 09/2022
First Express Transportation Nashville TN 08/2019 02/2022
University Of Tennessee, Knoxville Knoxville TN 05/2015 05/2019
Thrivent Investment Management Inc. Minneapolis MN 10/2022 01/2023
Thrivent Financial Appleton WI 12/2022 01/2023
Tvamp Knoxville TN 01/2023 Present
Lpl Financial Llc Knoxville TN 02/2023 Present
Tennessee Brokerage Agency Knoxville TN 03/2025 Present
  • 04/2022 → 09/2022
    Radiance Washing
    Knoxville, TN
  • 08/2019 → 02/2022
    First Express Transportation
    Nashville, TN
  • 05/2015 → 05/2019
    University Of Tennessee, Knoxville
    Knoxville, TN
  • 10/2022 → 01/2023
    Minneapolis, MN
  • 12/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → Present
    Tvamp
    Knoxville, TN
  • 02/2023 → Present
    Lpl Financial Llc
    Knoxville, TN
  • 03/2025 → Present
    Tennessee Brokerage Agency
    Knoxville, TN
Previous Registrations
Other Businesses

1) 02/07/2023 - TVAMP - DBA for LPL Business (entity for LPL business) - INV REL - KNOXVILLE, TN 2. 08/07/2025 - TVAMP, LLC - Registered Investment Advisor Hybrid - Inv Rel - At reported Business Location(s) - Start date: 02/06/2023 - 160 hrs/mnth 8 hr during trading. I provide investment advisory services through TVAMP, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/26/2026 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:03/2025 - 1Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-07
  • S66 Uniform Combined State Law Examination
    2022-12-07
Other Names
  • James Joseph Williams

View on SEC IAPD

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