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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-04
  • FL RA
    APPROVED
    Since 2024-11-04

Branch Locations

Jupiter, FL • United States

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Ft Pierce FL 06/2006 10/2023
Lpl Financial Llc Palm Beach Gardens FL 10/2023 10/2024
Newedge Advisors, Llc. New Orleans LA 10/2023 10/2024
Ameriprise Financial Services, Llc Palm Beach Gardens FL 10/2024 Present
  • 06/2006 → 10/2023
    Ft Pierce, FL
  • 10/2023 → 10/2024
    Lpl Financial Llc
    Palm Beach Gardens, FL
  • 10/2023 → 10/2024
    Newedge Advisors, Llc.
    New Orleans, LA
  • 10/2024 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2023-10-18 → 2024-11-06
    Palm Beach Gardens, FL
    New Orleans, LA
    Jupiter, FL
  • 2008-07-08 → 2023-10-12
    St Louis, MO
    Ft Pierce, FL
    Palm Beach Gardens, FL
Other Businesses

Real Estate Ownership; Single Family; 8403 belleair Ave, , Ft Pierce, FL, 34951; Not Investment-Related; 11/08/1999 / Single Family; 6440 Foster St, , Jupiter, FL, 33458; Not Investment-Related; 02/01/2019. Outside Employment; Endeavor Air; Pilot; Airline Pilot; 7500 Airline Dr, , Minneapolis, MN, 55450; Not Investment-Related; 01/22/2024; 60 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-26
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2008-06-26
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Other Names
  • Michael J Lader
  • Mike J Lader
  • Mike Lader
  • Michael Jay Lader

View on SEC IAPD

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