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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-05
  • NY RA
    APPROVED
    Since 2026-03-05

Branch Locations

New York, NY • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord, Abbett & Co. Llc Jersey City NJ 06/2022 02/2026
Bny Mellon New York NY 01/2022 05/2022
Bny Mellon New York NY 06/2021 12/2021
Argo Partners New York NY 07/2020 05/2021
Orange Grove Bio New York NY 11/2019 07/2020
The Rockwell Financial Group While Plains NY 01/2020 06/2020
Student Glastonbury CT 08/2005 01/2020
New York Life Investments New York NY 02/2026 Present
  • 06/2022 → 02/2026
    Jersey City, NJ
  • 01/2022 → 05/2022
    Bny Mellon
    New York, NY
  • 06/2021 → 12/2021
    Bny Mellon
    New York, NY
  • 07/2020 → 05/2021
    Argo Partners
    New York, NY
  • 11/2019 → 07/2020
    Orange Grove Bio
    New York, NY
  • 01/2020 → 06/2020
    The Rockwell Financial Group
    While Plains, NY
  • 08/2005 → 01/2020
    Student
    Glastonbury, CT
  • 02/2026 → Present
    New York Life Investments
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19

View on SEC IAPD

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