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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-16
  • CA RA
    APPROVED
    Since 2023-01-16

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Alviso CA 07/2022 Present
Wfgia Alviso CA 01/2013 Present
Vsr Accountancy Corporation Cupertino CA 01/2007 Present
Tth Services Corporation San Jose CA 02/2015 Present
Golden Fremont Inc (Company Is Dissolved 2020) Cupertino CA 01/2009 03/2020
Sogo Foods Inc San Jose CA 01/2020 11/2021
Dakota Brothers Inc Cupertino CA 06/2021 08/2021
Dakota Brothers Inc Cupertino CA 10/2022 Present
Tropicana Russell Inc San Mateo CA 10/2022 02/2026
California Department Of Social Services -In Home Supportive Ser West Sacramento CA 11/2023 Present
Combined Insurance Company Of America Chicago IL 12/2023 Present
Kaiser Foundation Health Plan, Inc Oakland CA 09/2024 Present
Yvonne Mei Corporation Alviso CA 03/2025 Present
World System Builders (Wsb) Alviso CA 01/2017 Present
  • 07/2022 → Present
    Transamerica Financial Advisors, Inc
    Alviso, CA
  • 01/2013 → Present
    Wfgia
    Alviso, CA
  • 01/2007 → Present
    Vsr Accountancy Corporation
    Cupertino, CA
  • 02/2015 → Present
    Tth Services Corporation
    San Jose, CA
  • 01/2009 → 03/2020
    Golden Fremont Inc (Company Is Dissolved 2020)
    Cupertino, CA
  • 01/2020 → 11/2021
    Sogo Foods Inc
    San Jose, CA
  • 06/2021 → 08/2021
    Dakota Brothers Inc
    Cupertino, CA
  • 10/2022 → Present
    Dakota Brothers Inc
    Cupertino, CA
  • 10/2022 → 02/2026
    Tropicana Russell Inc
    San Mateo, CA
  • 11/2023 → Present
    California Department Of Social Services -In Home Supportive Ser
    West Sacramento, CA
  • 12/2023 → Present
    Combined Insurance Company Of America
    Chicago, IL
  • 09/2024 → Present
    Kaiser Foundation Health Plan, Inc
    Oakland, CA
  • 03/2025 → Present
    Yvonne Mei Corporation
    Alviso, CA
  • 01/2017 → Present
    World System Builders (Wsb)
    Alviso, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. World System Builders (WSB) | Marketing | investment related | 01/2017 | Alviso, CA | co-brand company COMBINED INSURANCE COMPANY OF AMERICA POSITION: agent NATURE: Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2023 ADDRESS: 8750 W. Bryn Mawr Avenue, Chicago IL 60631, United States DESCRIPTION: Agent for Combined Insurance Company of America on behalf of its Brokerage Worksite Solutions unit: Chubb offerWorkplace Benefits.Offer the employer for the employee benefit, the workplace benefits: such as group Accidental Injury and Critical Illness and group Long Term care KAISER FOUNDATION HEALTH PLAN, INC POSITION: agent NATURE: non-profit health care organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2024 ADDRESS: 1950 Franklin St, Oakland CA 94612, United States DESCRIPTION: Agent for health insurance plan, individual and group coverage. California Department of Social Services -In home Supportive Service / 1123-Present / Investment Related: No/Address / provider, employee / In-Home Supportive services/ Hrs. Work Monthly:0 / Sec Trading Hrs.: 0/ This is the Santa Clara County, California, In-home Supportive Services "IHSS" (California's long term caregivers program) for Low-income senior or disabled. I've applied for the "provider" job, will receive W-2 from California Department of Social Services based on hours worked for the recipient. DAKOTA BROTHERS INCPOSITION: Accountant NATURE: Supermarket, Grocery Store INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2022 ADDRESS: 10122 Bandley Drive, Suite A, Cupertino CA 95014, United States DESCRIPTION: Part time- Bank reconciliation and Financial statement. VSR ACCOUNTANCY CORPORATION/Investment Related - No/10455 BANDLEY DRIVE SUITE 300. CUPERTINO CA 95014, 408-666-1445/CPA firm/CPA/01.2007/10/0/prepare tax return TTH SERVICES CORPORATION/Investment Related - No/5112 Brewster Ave, San Jose, CA 95124, 408-422-3822/bookkeeping, consulting and photography services/President/02.2015/30/0/business operation and decision YVONNE MEI CORPORATION POSITION: office manager NATURE: Insurance (Pass-through entity for owner's WFG/TFA business) INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 2099 GOLD ST,, #168, ALVISO CA 95002, United States DESCRIPTION: Part time job, work 2 days a week. Office manager, administrative function. such as personnel management, scheduling meeting and appointment for owners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-14
S63 Uniform Securities Agent State Law Examination 2022-10-01
  • S65 Uniform Investment Adviser Law Examination
    2023-01-14
  • S63 Uniform Securities Agent State Law Examination
    2022-10-01

View on SEC IAPD

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