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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Alviso | CA | 07/2022 | Present |
| Wfgia | Alviso | CA | 01/2013 | Present |
| Vsr Accountancy Corporation | Cupertino | CA | 01/2007 | Present |
| Tth Services Corporation | San Jose | CA | 02/2015 | Present |
| Golden Fremont Inc (Company Is Dissolved 2020) | Cupertino | CA | 01/2009 | 03/2020 |
| Sogo Foods Inc | San Jose | CA | 01/2020 | 11/2021 |
| Dakota Brothers Inc | Cupertino | CA | 06/2021 | 08/2021 |
| Dakota Brothers Inc | Cupertino | CA | 10/2022 | Present |
| Tropicana Russell Inc | San Mateo | CA | 10/2022 | 02/2026 |
| California Department Of Social Services -In Home Supportive Ser | West Sacramento | CA | 11/2023 | Present |
| Combined Insurance Company Of America | Chicago | IL | 12/2023 | Present |
| Kaiser Foundation Health Plan, Inc | Oakland | CA | 09/2024 | Present |
| Yvonne Mei Corporation | Alviso | CA | 03/2025 | Present |
| World System Builders (Wsb) | Alviso | CA | 01/2017 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. World System Builders (WSB) | Marketing | investment related | 01/2017 | Alviso, CA | co-brand company COMBINED INSURANCE COMPANY OF AMERICA POSITION: agent NATURE: Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2023 ADDRESS: 8750 W. Bryn Mawr Avenue, Chicago IL 60631, United States DESCRIPTION: Agent for Combined Insurance Company of America on behalf of its Brokerage Worksite Solutions unit: Chubb offerWorkplace Benefits.Offer the employer for the employee benefit, the workplace benefits: such as group Accidental Injury and Critical Illness and group Long Term care KAISER FOUNDATION HEALTH PLAN, INC POSITION: agent NATURE: non-profit health care organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2024 ADDRESS: 1950 Franklin St, Oakland CA 94612, United States DESCRIPTION: Agent for health insurance plan, individual and group coverage. California Department of Social Services -In home Supportive Service / 1123-Present / Investment Related: No/Address / provider, employee / In-Home Supportive services/ Hrs. Work Monthly:0 / Sec Trading Hrs.: 0/ This is the Santa Clara County, California, In-home Supportive Services "IHSS" (California's long term caregivers program) for Low-income senior or disabled. I've applied for the "provider" job, will receive W-2 from California Department of Social Services based on hours worked for the recipient. DAKOTA BROTHERS INCPOSITION: Accountant NATURE: Supermarket, Grocery Store INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2022 ADDRESS: 10122 Bandley Drive, Suite A, Cupertino CA 95014, United States DESCRIPTION: Part time- Bank reconciliation and Financial statement. VSR ACCOUNTANCY CORPORATION/Investment Related - No/10455 BANDLEY DRIVE SUITE 300. CUPERTINO CA 95014, 408-666-1445/CPA firm/CPA/01.2007/10/0/prepare tax return TTH SERVICES CORPORATION/Investment Related - No/5112 Brewster Ave, San Jose, CA 95124, 408-422-3822/bookkeeping, consulting and photography services/President/02.2015/30/0/business operation and decision YVONNE MEI CORPORATION POSITION: office manager NATURE: Insurance (Pass-through entity for owner's WFG/TFA business) INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 2099 GOLD ST,, #168, ALVISO CA 95002, United States DESCRIPTION: Part time job, work 2 days a week. Office manager, administrative function. such as personnel management, scheduling meeting and appointment for owners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-01 |
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