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Daniel Baker

J.P. Morgan Securities LLC

Chicago, IL

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-06
TX RA APPROVED 2023-10-06
  • NY RA
    APPROVED
    Since 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Institutional Investments Inc. New York NY 07/2022 06/2023
Jpmorgan Chase Bank, Na New York NY 07/2022 Present
Trudy Fitness Center - Colgate University Hamilton NY 09/2019 05/2022
Hunter Creek Advisors Llc New York NY 06/2021 07/2021
Leahey And Johnson Law Firm New York NY 10/2017 04/2018
Unemployed New York NY 01/2012 09/2017
Colgate University Hamilton NY 08/2018 05/2022
Unemployed New York NY 05/2018 07/2018
Unemployed New York NY 06/2022 06/2022
Jpmorgan Securities Llc New York NY 06/2023 Present
  • 07/2022 → 06/2023
    J.P. Morgan Institutional Investments Inc.
    New York, NY
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 09/2019 → 05/2022
    Trudy Fitness Center - Colgate University
    Hamilton, NY
  • 06/2021 → 07/2021
    Hunter Creek Advisors Llc
    New York, NY
  • 10/2017 → 04/2018
    Leahey And Johnson Law Firm
    New York, NY
  • 01/2012 → 09/2017
    Unemployed
    New York, NY
  • 08/2018 → 05/2022
    Colgate University
    Hamilton, NY
  • 05/2018 → 07/2018
    Unemployed
    New York, NY
  • 06/2022 → 06/2022
    Unemployed
    New York, NY
  • 06/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-06
S63 Uniform Securities Agent State Law Examination 2022-12-28
  • S65 Uniform Investment Adviser Law Examination
    2023-10-06
  • S63 Uniform Securities Agent State Law Examination
    2022-12-28
Other Names
  • Daniel Baker
  • Daniel Baker

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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