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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
  • NC RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2022 Present
Union County Public Schools Marvin NC 01/2022 06/2022
Charlotte Mecklenburg Schools Matthews NC 08/2021 12/2021
Homedale School District 370 Homedale ID 08/2015 06/2021
Hot Coffee Films Nampa ID 06/2019 08/2020
Vanguard Marketing Corporation Charlotte NC 08/2022 Present
Vanguard Advisers, Inc. Charlotte NC 10/2025 Present
  • 08/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2022 → 06/2022
    Union County Public Schools
    Marvin, NC
  • 08/2021 → 12/2021
    Charlotte Mecklenburg Schools
    Matthews, NC
  • 08/2015 → 06/2021
    Homedale School District 370
    Homedale, ID
  • 06/2019 → 08/2020
    Hot Coffee Films
    Nampa, ID
  • 08/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2025 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MATTHEWS, NC NATURE OF BUSINESS: FIDUCIARY START DATE: 6/2024 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: FIDUCIARY DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-27
S63 Uniform Securities Agent State Law Examination 2022-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-27
  • S63 Uniform Securities Agent State Law Examination
    2022-10-03
Other Names
  • Brennen Davis

View on SEC IAPD

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