Best Investors
Account
Sign in
Best Investors
Account
Sign in
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-18 |
Branch Locations
19000 Macarthur Blvd Ste 450, Irvine, CA 92612 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simplicity Wealth | Summit | NJ | 05/2026 | Present |
| Slrc | Los Angeles | CA | 05/2016 | 09/2017 |
| Mlg A Law Firm | Sherman Oaks | CA | 10/2017 | 08/2019 |
| Dispute Masters | Los Angeles | CA | 05/2018 | 08/2022 |
| Catalyst Recovery | Los Angeles | CA | 12/2019 | 01/2021 |
| Second Opinion Expert, Inc. | Dana Point | CA | 01/2020 | 08/2022 |
| Douglas Elliman | Los Angeles | CA | 06/2021 | 08/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2022 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 11/2022 | 02/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2023 | 02/2024 |
| Second Opinion Expert, Inc | Dana Point | CA | 05/2023 | 04/2026 |
| Simonds Recovery Center | Granada Hills | CA | 01/2023 | 01/2024 |
| Cps Financial & Insurance Services, Inc. | Irvine | CA | 06/2024 | 09/2025 |
| Zero Day Capital Enterprises Llc | West Point | NY | 07/2025 | 05/2026 |
| Backnine Insurance | Westlake Village | CA | 01/2024 | 03/2026 |
| Simplicity Ims | Irvine | CA | 03/2026 | Present |
| Simplicity Investments | Summit | NJ | 04/2026 | Present |
SIMPLICITY IMS - 3/9/26 - 19000 MacArthur Blvd, Suite 450, Irvine, CA 92612 - ADC, Market Simplicity's resources, recruit new producers to the platform, educate clients on insurance and securities products/ products available through Simplicity, support existing clients with their business, Invt Rel, Ins business, 160 hrs/mo; 120 hrs/mo (during trading hours). SIMPLICITY INVESTMENTS - 04/10/2026 - 475 Springfield Ave, Summit, NJ 07901- Registered Representative, Selling Variable life and annuity products, supporting financial institutions with investment education and retail production, consulting with wealth managers and their clients.; not Invt Rel, 160 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-19 |
Reach out to this advisor