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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-16
  • CA RA
    APPROVED
    Since 2023-06-16

Branch Locations

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Carson, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Torrance CA 03/2016 05/2023
Citigroup Los Angeles NY 05/2023 Present
Previous Registrations
  • 2016-03-11 → 2023-05-18
    Torrance, CA
    Torrance, CA
    Claremont, CA
    Torrance, CA
  • 2011-07-19 → 2016-03-09
    Grove Point Investments, Llc
    Long Beach, CA
  • 2009-06-01 → 2011-07-25
    Long Beach, CA
    Long Beach, CA
  • 2008-04-08 → 2009-06-01
    Long Beach, CA
  • 2007-04-02 → 2007-07-09
    Morgan Stanley & Co. Llc
    Newport Beach, CA
  • 2007-03-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-06
  • S66 Uniform Combined State Law Examination
    2007-03-06
Other Names
  • Lissete Carolina Rodriguez
  • Lissette Dametta

View on SEC IAPD

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