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Brett Mccarty

Citigroup Global Markets Inc.

Orinda, CA

Lafayette, CA

Fairfield, CA

San Francisco, CA

Walnut Creek, CA

Concord, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-23
  • CA RA
    APPROVED
    Since 2023-01-23

Branch Locations

Cwm Retail, Sales 37 Orinda Way, Orinda, CA 94563 • United States

Cwm Retail, Sales 3528 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Fairfield, CA • United States

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Cwm Retail, Sales 1660 Olympic Blvd., Walnut Creek, CA 94596 • United States

Cwm Retail, Sales 4420 Treat Blvd., Concord, CA 94521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Francisco CA 08/2008 Present
  • 08/2008 → Present
    Citigroup
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
  • S66 Uniform Combined State Law Examination
    2023-01-23

View on SEC IAPD

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