Best Investors Account Sign in

Daniel James Schreiner

Oppenheimer & Co. Inc.

Chicago, IL

Chicago, IL

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-03
  • IL RA
    APPROVED
    Since 2019-06-03

Branch Locations

Chicago, IL • United States

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Chicago IL 05/2015 03/2019
Oppenheimer & Co. Chicago IL 03/2019 Present
  • 05/2015 → 03/2019
    Ameriprise Financial Services Inc
    Chicago, IL
  • 03/2019 → Present
    Oppenheimer & Co.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-15
S63 Uniform Securities Agent State Law Examination 2006-06-17
  • S65 Uniform Investment Adviser Law Examination
    2010-10-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-17
Other Names
  • Daniel James Schreiner
  • Dan Schreiner

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor