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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-08 |
| WA | RA | APPROVED | 2024-04-22 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Sammamish | WA | 04/2014 | 12/2017 |
| Ymca | Sammamish | WA | 12/2017 | 06/2018 |
| University Of Oregon | Eugene | OR | 09/2018 | 06/2022 |
| Unemployed | Sammamish | WA | 07/2018 | 08/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2022 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Bellevue | WA | 02/2023 | 02/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2023 | 02/2024 |
| Lpl Financial | Bellevue | WA | 03/2024 | Present |
| Scs | Bellevue | WA | 03/2024 | Present |
1- 02/2024 / SCS / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) / Started: 2/8/2024 2- 03/18/2024 SCS / Investment Related / At reported business location(s) / DBA for LPL Business (entity for LPL business) / Started: 3/6/2024 / 200 Hrs/Mo During Trading. 3- 05/07/2024 - SCS - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/05/2024 - 200 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 04/01/2026 - YouTube Channel (CapCroc) - Radio/ TV/ Podcast - Not Investment Related - Redmond, WA - Start Date 03/01/2025 - 80 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-24 |
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