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Connor Doran

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-08
WA RA APPROVED 2024-04-22
  • TX RA
    APPROVED
    Since 2025-09-08
  • WA RA
    APPROVED
    Since 2024-04-22

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Sammamish WA 04/2014 12/2017
Ymca Sammamish WA 12/2017 06/2018
University Of Oregon Eugene OR 09/2018 06/2022
Unemployed Sammamish WA 07/2018 08/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2022 02/2024
Northwestern Mutual Investment Services Llc Bellevue WA 02/2023 02/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2023 02/2024
Lpl Financial Bellevue WA 03/2024 Present
Scs Bellevue WA 03/2024 Present
  • 04/2014 → 12/2017
    Unemployed
    Sammamish, WA
  • 12/2017 → 06/2018
    Ymca
    Sammamish, WA
  • 09/2018 → 06/2022
    University Of Oregon
    Eugene, OR
  • 07/2018 → 08/2018
    Unemployed
    Sammamish, WA
  • 08/2022 → 02/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2023 → 02/2024
    Northwestern Mutual Investment Services Llc
    Bellevue, WA
  • 08/2023 → 02/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2024 → Present
    Lpl Financial
    Bellevue, WA
  • 03/2024 → Present
    Bellevue, WA
Other Businesses

1- 02/2024 / SCS / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) / Started: 2/8/2024 2- 03/18/2024 SCS / Investment Related / At reported business location(s) / DBA for LPL Business (entity for LPL business) / Started: 3/6/2024 / 200 Hrs/Mo During Trading. 3- 05/07/2024 - SCS - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/05/2024 - 200 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 04/01/2026 - YouTube Channel (CapCroc) - Radio/ TV/ Podcast - Not Investment Related - Redmond, WA - Start Date 03/01/2025 - 80 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2023-06-24
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2023-06-24
Other Names
  • Connor Doran

View on SEC IAPD

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