Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-06
  • WA RA
    APPROVED
    Since 2024-08-06

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Seattle WA 07/2022 Present
Primary Residential Mortgage, Inc. Seattle WA 02/2022 06/2022
Americor Irvine CA 04/2019 01/2022
Network Capital Funding Corporation Irvine CA 11/2021 12/2021
Oswego Grill Lake Oswego OR 07/2021 11/2021
Nationstar Mortgage Llc Santa Ana CA 04/2021 06/2021
Financial Preparation Services Irvine CA 12/2018 04/2019
Akua Mind & Body Newport Beach CA 08/2017 12/2018
Unemployed Costa Mesa CA 05/2017 08/2017
Bayside Restaurant Newport Beach CA 02/2017 05/2017
Unemployed, Travel Bend OR 07/2016 02/2017
  • 07/2022 → Present
    Rw Baird
    Seattle, WA
  • 02/2022 → 06/2022
    Primary Residential Mortgage, Inc.
    Seattle, WA
  • 04/2019 → 01/2022
    Americor
    Irvine, CA
  • 11/2021 → 12/2021
    Network Capital Funding Corporation
    Irvine, CA
  • 07/2021 → 11/2021
    Oswego Grill
    Lake Oswego, OR
  • 04/2021 → 06/2021
    Nationstar Mortgage Llc
    Santa Ana, CA
  • 12/2018 → 04/2019
    Financial Preparation Services
    Irvine, CA
  • 08/2017 → 12/2018
    Akua Mind & Body
    Newport Beach, CA
  • 05/2017 → 08/2017
    Unemployed
    Costa Mesa, CA
  • 02/2017 → 05/2017
    Bayside Restaurant
    Newport Beach, CA
  • 07/2016 → 02/2017
    Unemployed, Travel
    Bend, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05
Other Names
  • Allison H Pond

View on SEC IAPD

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor