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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-08
VI RA APPROVED 2025-12-19
TX RA APPROVED_RES 2025-12-18
  • RI RA
    APPROVED
    Since 2026-01-08
  • VI RA
    APPROVED
    Since 2025-12-19
  • TX RA
    APPROVED_RES
    Since 2025-12-18

Branch Locations

Boston, MA • United States

225 Franklin Street Suite 2700, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Boston MA 06/2023 12/2025
Putnam Investments/Putnam Retail Management Boston MA 07/2022 08/2022
Araho Transfer Boston MA 06/2019 12/2022
Unemployed Hingham MA 09/2006 05/2019
College Of The Holy Cross Worcester MA 08/2019 05/2023
Franklin Distributors, Llc Boston MA 07/2024 12/2025
Putnam Retail Management Boston MA 06/2023 07/2024
Rbc Capital Markets, Llc Boston MA 12/2025 Present
  • 06/2023 → 12/2025
    Putnam Investment Management
    Boston, MA
  • 07/2022 → 08/2022
    Putnam Investments/Putnam Retail Management
    Boston, MA
  • 06/2019 → 12/2022
    Araho Transfer
    Boston, MA
  • 09/2006 → 05/2019
    Unemployed
    Hingham, MA
  • 08/2019 → 05/2023
    College Of The Holy Cross
    Worcester, MA
  • 07/2024 → 12/2025
    Franklin Distributors, Llc
    Boston, MA
  • 06/2023 → 07/2024
    Putnam Retail Management
    Boston, MA
  • 12/2025 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
  • S66 Uniform Combined State Law Examination
    2023-09-20
Other Names
  • Chase Congdon

View on SEC IAPD

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