Carlos Emilio Arguello

Ubs Financial Services Inc.

Coral Gables, FL

Coral Gables, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-21

FL RA
APPROVED

Since 2023-08-21

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Islamorada, FL • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	08/2022	Present
Ubs Financial Services Inc	New York	NY	06/2021	08/2021
Latin American Agribusiness Development Corp	Miami	FL	06/2020	08/2020
Latin American Agribusiness Development Corp	Miami	FL	06/2019	08/2019
Bac Florida Bank	Miami	FL	06/2018	08/2018
Gulliver Schools	Miami	FL	08/2012	05/2018
Wake Forest University	Winston Salem	NC	08/2018	05/2022

08/2022 → Present

Ubs Financial Services Inc.

Coral Gables, FL
06/2021 → 08/2021

Ubs Financial Services Inc

New York, NY
06/2020 → 08/2020

Latin American Agribusiness Development Corp

Miami, FL
06/2019 → 08/2019

Latin American Agribusiness Development Corp

Miami, FL
06/2018 → 08/2018

Bac Florida Bank

Miami, FL
08/2012 → 05/2018

Gulliver Schools

Miami, FL
08/2018 → 05/2022

Wake Forest University

Winston Salem, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-18

S66 Uniform Combined State Law Examination

2023-08-18

View on SEC IAPD

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