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1221 Brickell Ave Suite 900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-15 |
Branch Locations
1221 Brickell Ave Suite 900, Miami, FL 33131 • United States
1221 Brickell Ave Suite 900, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bethel Landing Securities | Easton | CT | 05/2023 | Present |
| Auerbach Grayson | Nyc | NY | 03/2024 | Present |
| Blue Capay Ventures | San Francisco | CA | 07/2025 | Present |
| Brasil Plural Securities | Nyc | NY | 08/2016 | 06/2023 |
| Fivenca Asset Mgmt (Ia) | Miami | FL | 09/2023 | Present |
| Innova Advisors (Ia) | Miami | FL | 08/2026 | Present |
Global Securities Consulting Group. Investment Related-Yes. CT/NY/FL 10/2017 - PRESENT. Avg. time devoted approx. 32 hours per month; some during market hours. Title Managing Principal. Investment related duties-No. Abraham Trading Company. Investment Related-Yes. Canadian TX 8/2026 - PRESENT. Avg. time devoted 8 hours per month; some during market hours. Title Business Advisor. Investment related duties-No. Genial US LLC. Investment Related-Yes. Sao Paulo Brazil 10/2024 - PRESENT. Avg. time devoted 4 hours per month; some during market hours. Title Business Advisor. Investment related duties-No. FINRA. Investment Related-Yes. Various 1/2024 - PRESENT. Avg. time devoted 0 hours per month; some during market hours. Title FINRA Arbitration Panelist. Investment related duties-No. Compensation varies including fixed monthly retainers, project consulting fees, billable hourly rates, and FINRA honorarium payments, as applicable.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-11 |
| S66 | Uniform Combined State Law Examination | 2017-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-12 |
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