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Fareedullah Shah

Wells Fargo Clearing Services, LLC

Katy, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-11
  • TX RA
    APPROVED
    Since 2023-03-11

Branch Locations

4311 W Grand Pkwy S, Katy, TX 77494 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sugar Land TX 06/2022 01/2023
J.P. Morgan Securities Llc Sugar Land TX 06/2022 01/2023
Emirates Investment Bank Dubai 09/2020 04/2021
Noor Bank ( Now Dubai Islamic Bank) Dubai 06/2014 03/2020
Unemployed Dubai 04/2020 08/2020
Unemployed Sugar Land TX 05/2021 05/2022
Rmy Shah Llc Sugar Land TX 07/2022 Present
Wells Fargo Clearing Services, Llc Katy TX 01/2023 Present
Wells Fargo Bank, Na Katy TX 01/2023 Present
  • 06/2022 → 01/2023
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 06/2022 → 01/2023
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 09/2020 → 04/2021
    Emirates Investment Bank
    Dubai
  • 06/2014 → 03/2020
    Noor Bank ( Now Dubai Islamic Bank)
    Dubai
  • 04/2020 → 08/2020
    Unemployed
    Dubai
  • 05/2021 → 05/2022
    Unemployed
    Sugar Land, TX
  • 07/2022 → Present
    Rmy Shah Llc
    Sugar Land, TX
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    Katy, TX
  • 01/2023 → Present
    Wells Fargo Bank, Na
    Katy, TX
Other Businesses

UPWORK, NOT INV RELATED, SUGAR LAND, TX, CONTENT WRITER, START 3/28/2023, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, FREE LANCE CONTENT WRITING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-10
S63 Uniform Securities Agent State Law Examination 2022-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-03-10
  • S63 Uniform Securities Agent State Law Examination
    2022-08-30
Other Names
  • Fareed Ullah Shah

View on SEC IAPD

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