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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
CA RA APPROVED 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • CA RA
    APPROVED
    Since 2026-01-21

Branch Locations

Encino, CA • United States

555 S. Flower Street Suite 810, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Angeles CA 07/2022 01/2026
Material+ Los Angeles CA 08/2019 08/2021
7-Eleven Los Angeles CA 05/2013 Present
The Perfect Party Inc Los Angeles CA 08/2020 04/2021
Ucla Pauley Pavilion Los Angeles CA 02/2016 09/2016
Rbc Capital Markets, Llc Los Angeles CA 01/2026 Present
  • 07/2022 → 01/2026
    Ubs Financial Services
    Los Angeles, CA
  • 08/2019 → 08/2021
    Material+
    Los Angeles, CA
  • 05/2013 → Present
    7-Eleven
    Los Angeles, CA
  • 08/2020 → 04/2021
    The Perfect Party Inc
    Los Angeles, CA
  • 02/2016 → 09/2016
    Ucla Pauley Pavilion
    Los Angeles, CA
  • 01/2026 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Zoor-Inc (7-Eleven) ADDRESS: 3227 N Glenoaks Blvd, Burbank, CA 91504 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2015 CAPACITY: Other DUTIES: Helping parents operate a 7-Eleven store. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Bahraam Foroughi ADDRESS: 222 Washington Ave, Apt 22, Santa Monica, California 90403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: Rental Property HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2023-04-10

View on SEC IAPD

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