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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-08-21 |
| CO | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED | 2023-08-14 |
Branch Locations
9800 Pyramid Ct Ste 400, Englewood, CO 80112 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Henderson | NV | 06/2022 | 09/2022 |
| Securities America, Inc. | Henderson | NV | 09/2022 | 08/2023 |
| Us Army | Boulder City | NV | 05/2003 | Present |
| Securities America Advisors | Englewood | CO | 05/2023 | 08/2023 |
| Lpl Financial | Henderson | NV | 08/2023 | Present |
1- 08/14/2023 / US Army / Outside/W-2 Employment / Non-Investment Related/ Boulder City, NV / 10 Hrs month / 2 Hrs during trading 2- 09/01/2023 - Creative Synergy - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/14/2023 - 160 Hours Per Month/ 8 Hours During Trading 3- 06/01/2026 - Black Hills Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/12/2026 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-03 |
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