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Leigh Dennis Mclafferty

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-12
  • TX RA
    APPROVED
    Since 2025-11-12

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Austin TX 06/2009 10/2025
Ubs Financial Services Inc. Austin TX 10/2025 Present
Previous Registrations
  • 2009-06-01 → 2025-11-10
    Morgan Stanley
    San Francisco, CA
    Oakland, CA
    San Antonio, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Bee Cave, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2006-09-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-30
  • S66 Uniform Combined State Law Examination
    2006-08-30

View on SEC IAPD

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