Stephen A. Garcia

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stuart	FL	06/2022	Present
Advanta Ira	Largo	FL	11/2019	06/2022
Jrd & Associates, Inc.	Miami	FL	03/2019	07/2019
Kapilamukamal, Llp	Ft. Lauderdale	FL	10/2018	02/2019
Florida State University - College Of Medicine	Tallahassee	FL	02/2017	07/2018
Arf Financial Llc	Tallahassee	FL	04/2016	12/2016
Unemployed	N/A	FL	07/2019	11/2019
Unemployed	N/A	FL	02/2019	03/2019
Unemployed	N/A	FL	12/2016	02/2017
Unemployed	N/A	FL	07/2018	09/2018
Bank Of America, N.A.	Stuart	FL	03/2025	Present

06/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL
11/2019 → 06/2022

Advanta Ira

Largo, FL
03/2019 → 07/2019

Jrd & Associates, Inc.

Miami, FL
10/2018 → 02/2019

Kapilamukamal, Llp

Ft. Lauderdale, FL
02/2017 → 07/2018

Florida State University - College Of Medicine

Tallahassee, FL
04/2016 → 12/2016

Arf Financial Llc

Tallahassee, FL
07/2019 → 11/2019

Unemployed

N/A, FL
02/2019 → 03/2019

Unemployed

N/A, FL
12/2016 → 02/2017

Unemployed

N/A, FL
07/2018 → 09/2018

Unemployed

N/A, FL
03/2025 → Present

Bank Of America, N.A.

Stuart, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-10