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Sergio D Collette

Wells Fargo Clearing Services, LLC

Baton Rouge, LA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-19
TX RA APPROVED 2025-08-14
  • LA RA
    APPROVED
    Since 2025-08-19
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

4171 Essen Lane Suite 1250, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baton Rouge LA 06/2016 08/2025
Morgan Stanley Private Bank, N.A. New York NY 07/2016 08/2025
Wells Fargo Clearing Services, Llc. Baton Rouge LA 08/2025 Present
Morgan Stanley Private Bank, N.A New York NY 07/2016 Present
  • 06/2016 → 08/2025
    Morgan Stanley
    Baton Rouge, LA
  • 07/2016 → 08/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc.
    Baton Rouge, LA
  • 07/2016 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-11
  • S66 Uniform Combined State Law Examination
    2007-05-11
Other Names
  • Sergio D Collette
  • Sergio Collette
  • Sergio Dane Collette

View on SEC IAPD

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