Jessica Catherine Baumgartner

Allworth Financial, L.P.

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Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-18

NJ RA
APPROVED

Since 2024-12-18

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

2410 State Hwy 34, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
George Mckelvey Co., Inc.	Sea Girt	NJ	04/2016	10/2024
Allworth Financial	Manasquan	NJ	10/2024	Present
Aw Securities	Manasquan	NJ	12/2024	Present

04/2016 → 10/2024

George Mckelvey Co., Inc.

Sea Girt, NJ
10/2024 → Present

Allworth Financial

Manasquan, NJ
12/2024 → Present

Aw Securities

Manasquan, NJ

Previous Registrations

2024-10-02 → 2024-12-17

Allworth Financial, L.P.

Folsom, CA

Manasquan, NJ
2016-04-28 → 2024-10-22

George Mckelvey Co., Inc.

Manasquan, NJ

Manasquan, NJ

Manasquan, NJ
2009-06-01 → 2016-04-29

Morgan Stanley

Shrewsbury, NJ

Red Bank, NJ

Red Bank, NJ
2006-11-03 → 2009-06-01

Citigroup Global Markets Inc.

Shrewsbury, NJ
2006-10-31 → 2006-11-06

Wells Fargo Clearing Services, Llc

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-27

S66 Uniform Combined State Law Examination

2006-10-27

Other Names

Jessica Bright
Jessica Catherine Bright
Jessica Catherine Baumgartner
Jessica Baumgartner

View on SEC IAPD

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