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Inactive

Lisa P Rosenberg

Kingsview Wealth Management, LLC

Grants Pass, OR

Greensboro, NC

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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-05
  • NC RA
    APPROVED
    Since 2024-04-05

Branch Locations

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

804 Green Valley Road Suite 103, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Greensboro NC 07/2022 04/2024
Elon University Elon NC 08/2021 09/2022
University Of North Carolina At Greensboro (Uncg) Greensboro NC 08/2020 05/2021
Unemployed Greensboro NC 06/2019 08/2020
Elon University Elon NC 08/2000 05/2019
Kingsview Wealth Management Llc Greensboro NC 04/2024 Present
Kingsview Partners Llc Grants Pass OR 04/2024 Present
  • 07/2022 → 04/2024
    Edward Jones
    Greensboro, NC
  • 08/2021 → 09/2022
    Elon University
    Elon, NC
  • 08/2020 → 05/2021
    University Of North Carolina At Greensboro (Uncg)
    Greensboro, NC
  • 06/2019 → 08/2020
    Unemployed
    Greensboro, NC
  • 08/2000 → 05/2019
    Elon University
    Elon, NC
  • 04/2024 → Present
    Kingsview Wealth Management Llc
    Greensboro, NC
  • 04/2024 → Present
    Kingsview Partners Llc
    Grants Pass, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2023-07-26
Other Names
  • Lisa Peppie Rosenberg

View on SEC IAPD

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WELCH INVESTMENT GROUP, LLC
PURPOSE FIRST FINANCIAL, LLC
CETERA INVESTMENT ADVISERS LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Other Investors

BENJAMIN SCOTT STOUT
Matthew John Stolen
DOUGLAS CELLINI
David Duff
ZACHARY P FARMER
Brent Thomas Bordenkircher
Joshua David Farley
JONATHAN IAN MILLMAN

Other Offices

LPL FINANCIAL LLC · GRANTS PASS, OR
LPL FINANCIAL LLC · GRANTS PASS, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Grants Pass, OR
WELLS FARGO CLEARING SERVICES, LLC · GRANTS PASS, OR
EDWARD JONES · GRANTS PASS, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Grants Pass, OR
WELCH INVESTMENT GROUP, LLC · GRANTS PASS, OR
EDWARD JONES · GRANTS PASS, OR

More in Grants Pass, OR

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