Michael John Capuano

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-13
RI	RA	APPROVED	2022-09-23

TX RA
APPROVED

Since 2022-10-13
RI RA
APPROVED

Since 2022-09-23

Branch Locations

West Warwick, RI • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	06/2022	Present
Dave's Fresh Marketplace	East Greenwhich	RI	02/2018	Present
Roch's Marketplace	West Warwick	RI	05/2015	06/2017
Community College Of Rhode Island	Warwick	RI	09/2018	05/2020
University Of Rhode Island	Kingston	RI	09/2020	05/2022
West Warwick High School	West Warwick	RI	08/2014	06/2018
Billias Enterprise, Llc	Pawcatuck	CT	01/2022	05/2022

06/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
02/2018 → Present

Dave's Fresh Marketplace

East Greenwhich, RI
05/2015 → 06/2017

Roch's Marketplace

West Warwick, RI
09/2018 → 05/2020

Community College Of Rhode Island

Warwick, RI
09/2020 → 05/2022

University Of Rhode Island

Kingston, RI
08/2014 → 06/2018

West Warwick High School

West Warwick, RI
01/2022 → 05/2022

Billias Enterprise, Llc

Pawcatuck, CT

Other Businesses

I*1674268 Name of OBA:38-44 Al A LLC Address: Moosup, Connecticut Investment Related: No Position, Title, Association: General Partner/Managing Member, Ow Employee Start Date: 01/17/2024 No Hours: Weekly No Hours during trading:0 Duties: Leasing of units and management of the property I*2555282, Entity Type: Entity Charitable, Name of OBA: Special Olympics Rhode Island, Address: Smithfield, Rhode Island, 02917, Investment Related: N, Position, Title, Association: Director, Employee State Date: 06/16/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Organize and schedule practices, facilitate fundraisers and team meetings, oversee volunteering. Purpose: The "Program Director" position is the new updated title for the old "Head Coach" of the team. The purpose of the organization is to facilitate and organize athletic competition and events for athletes with intellectual disabilities and is an ongoing task.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-21

S66 Uniform Combined State Law Examination

2022-09-21