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Shawn Clay Riley

J.P. Morgan Securities LLC

Augusta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-12
  • GA RA
    APPROVED
    Since 2026-03-12

Branch Locations

3125 Peach Orchard Rd, Augusta, GA 30906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Augusta GA 03/2026 Present
J.P. Morgan Securities Llc Augusta GA 03/2026 Present
Prudential Insurance Company Of America Atlanta GA 06/2025 02/2026
Lpl Enterprise Llc Atlanta GA 06/2025 02/2026
Edward Jones Evans GA 07/2023 05/2025
Unemployed Grovetown GA 04/2023 06/2023
Us Army Ft Gordon GA 08/2001 03/2023
First Command Financial Evans GA 01/2023 02/2023
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Augusta, GA
  • 03/2026 → Present
    J.P. Morgan Securities Llc
    Augusta, GA
  • 06/2025 → 02/2026
    Prudential Insurance Company Of America
    Atlanta, GA
  • 06/2025 → 02/2026
    Lpl Enterprise Llc
    Atlanta, GA
  • 07/2023 → 05/2025
    Edward Jones
    Evans, GA
  • 04/2023 → 06/2023
    Unemployed
    Grovetown, GA
  • 08/2001 → 03/2023
    Us Army
    Ft Gordon, GA
  • 01/2023 → 02/2023
    First Command Financial
    Evans, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • Shawn Clay Riley
  • Shawn C Riley

View on SEC IAPD

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