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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-13
GA RA APPROVED 2022-09-27
  • TX RA
    APPROVED
    Since 2022-10-13
  • GA RA
    APPROVED
    Since 2022-09-27

Branch Locations

5353 Floyd Rd Sw, Mableton, GA 30126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lawrenceville GA 07/2013 Present
Bank Of America, N.A. Lawrenceville GA 08/2022 Present
Other Businesses

-DRIP NATURALS LLC (REGISTERED IN GA) -NOT INVESTMENT RELATED -6839 BLACKSTONE PL, MABLETON, GA 30126 -OWNER -I sell handmade body butters, scrubs, and candles. I registered the business in 2020. I am the sole owner and do not have any employees. I spend on average 10-20 hours a month outside of work on business activities including making and selling products. No hours are devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-22
  • S66 Uniform Combined State Law Examination
    2022-09-22

View on SEC IAPD

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