Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-14 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities, Llc | Charlotte | NC | 06/2022 | 06/2025 |
| Black River Farms | Bethlehem | PA | 06/2009 | 06/2022 |
| Furman University | Greenville | SC | 08/2018 | 05/2022 |
| University Of Edinburgh | Edinburgh, Scotland | 09/2021 | 12/2021 | |
| Moravian Academy | Bethlehem | PA | 01/2012 | 06/2018 |
| St. Luke's University Health Network | Bethlehem | PA | 05/2019 | 07/2019 |
| Lewis James Professional | Atlanta | GA | 05/2020 | 07/2020 |
| Wells Fargo Securities, Llc | New York | NY | 06/2021 | 08/2021 |
| Mml Investors Services, Llc | Charlotte | NC | 08/2025 | Present |
| Massmutual Life Insurance Company | Charlotte | NC | 06/2025 | Present |
(1) NAME: ANDREW WARNER, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 11/11/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, HEALTH (2) NAME: ANDREW WARNER INV REL: Y ADD: 4350 CONGRESS STREET, SUITE 300, CHARLOTTE, NC 28209 NATURE: DATA ENTRY FOR FINANCIAL PLANS POSITION: ASSOCIATE START DATE: 06/04/2026 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 DUTIES: DATA ENTRY FOR FINANCIAL PLANS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-02 |
Reach out to this advisor