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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
  • TX RA
    APPROVED
    Since 2023-09-12

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 06/2022 06/2023
Unemployed Latham NY 06/2013 07/2017
University At Buffalo Buffalo NY 08/2018 05/2022
Aeropostale Albany NY 08/2017 08/2019
Prime Companies Cohoes NY 06/2020 08/2020
Geico Buffalo NY 07/2021 08/2021
Prime Companies Cohoes NY 01/2022 01/2022
J.P. Morgan Securities Llc Boston MA 06/2023 Present
Jpmorgan Chase Bank, N.A. Boston MA 06/2023 Present
Prime Companies Cohoes NY 05/2019 08/2019
  • 06/2022 → 06/2023
    Fidelity Investments
    Smithfield, RI
  • 06/2013 → 07/2017
    Unemployed
    Latham, NY
  • 08/2018 → 05/2022
    University At Buffalo
    Buffalo, NY
  • 08/2017 → 08/2019
    Aeropostale
    Albany, NY
  • 06/2020 → 08/2020
    Prime Companies
    Cohoes, NY
  • 07/2021 → 08/2021
    Geico
    Buffalo, NY
  • 01/2022 → 01/2022
    Prime Companies
    Cohoes, NY
  • 06/2023 → Present
    Boston, MA
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 05/2019 → 08/2019
    Prime Companies
    Cohoes, NY
Other Businesses

Effective 6/5/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2022-10-03
  • S66 Uniform Combined State Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2022-10-03
Other Names
  • Anna Mi Ju Hazelton
  • Anna Mi-Ju Hazelton

View on SEC IAPD

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