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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

San Antonio, TX • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global X Management Company Llc/Forside Fund Svcs., Llc New York NY 06/2022 03/2025
Wheelhouse Restaurant Waupaca WI 02/2015 04/2021
Riverfront Pizzeria Bar And Grill Milwaukee WI 05/2021 09/2021
Brewhouse Inn & Suites Milwaukee WI 02/2022 05/2022
Capital Group / Capital Client Group, Inc. San Antonio TX 03/2025 Present
University Of Wisconsin Milwaukee WI 09/2018 05/2022
  • 06/2022 → 03/2025
    Global X Management Company Llc/Forside Fund Svcs., Llc
    New York, NY
  • 02/2015 → 04/2021
    Wheelhouse Restaurant
    Waupaca, WI
  • 05/2021 → 09/2021
    Riverfront Pizzeria Bar And Grill
    Milwaukee, WI
  • 02/2022 → 05/2022
    Brewhouse Inn & Suites
    Milwaukee, WI
  • 03/2025 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
  • 09/2018 → 05/2022
    University Of Wisconsin
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
S63 Uniform Securities Agent State Law Examination 2022-07-12
  • S66 Uniform Combined State Law Examination
    2025-05-05
  • S63 Uniform Securities Agent State Law Examination
    2022-07-12
Other Names
  • Michael Shambeau

View on SEC IAPD

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