Nicolas Charles Ulvert

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-02-14
MD	RA	APPROVED	2014-02-10
TX	RA	APPROVED	2014-02-07
FL	RA	APPROVED	2012-03-20

VA RA
APPROVED

Since 2022-02-14
MD RA
APPROVED

Since 2014-02-10
TX RA
APPROVED

Since 2014-02-07
FL RA
APPROVED

Since 2012-03-20

Branch Locations

12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Potomac	MD	01/2015	Present

01/2015 → Present

Morgan Stanley

Potomac, MD

Other Businesses

BUSINESS / COMPANY;EMPLOYEE;DC BRAU BREWING LLC;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 5; AS OF 07/2014 2. TaskRabbit: local task outsourcing: 08/2015: 10 hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-17

S66 Uniform Combined State Law Examination

2012-03-17

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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