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Shannon Maureen Spangler

Fisher Investments

Park City, UT

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-18
CO RA APPROVED 2018-06-01
UT RA APPROVED 2018-04-10
  • TX RA
    APPROVED_RES
    Since 2023-09-18
  • CO RA
    APPROVED
    Since 2018-06-01
  • UT RA
    APPROVED
    Since 2018-04-10

Branch Locations

Park City, UT • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein Denver CO 10/2004 04/2018
Fisher Investments Camas WA 04/2018 Present
  • 10/2004 → 04/2018
    Sanford C. Bernstein
    Denver, CO
  • 04/2018 → Present
    Fisher Investments
    Camas, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-08
S63 Uniform Securities Agent State Law Examination 2006-08-21
  • S65 Uniform Investment Adviser Law Examination
    2013-04-08
  • S63 Uniform Securities Agent State Law Examination
    2006-08-21
Other Names
  • Shannon Carney
  • Shannon Maureen Carney

View on SEC IAPD

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