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Ashley Marie Hardeman

Wells Fargo Clearing Services, LLC

Atlanta, GA

Tarpon Springs, FL

Bronx, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-02-13
  • GA RA
    APPROVED
    Since 2023-02-13

Branch Locations

3280 Peachtree Rd Ne Ste 400, Atlanta, GA 30305 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

3709 Riverdale Ave, Bronx, NY 10463 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Marietta GA 06/2022 Present
Wells Fargo Bank, Na Marietta GA 08/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-09
S63 Uniform Securities Agent State Law Examination 2022-09-15
  • S66 Uniform Combined State Law Examination
    2023-02-09
  • S63 Uniform Securities Agent State Law Examination
    2022-09-15
Other Names
  • Ashley Hardeman

View on SEC IAPD

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