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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-09
  • TX RA
    APPROVED
    Since 2023-01-09

Branch Locations

Angleton, TX • United States

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Houston TX 08/2022 Present
Massmutual Life Insurance Company Houston TX 07/2022 Present
Sweeny Isd Sweeny TX 08/2020 04/2022
Weimar Isd Weimar TX 08/2018 08/2020
Gainesville Isd Gainesville TX 08/2015 08/2018
  • 08/2022 → Present
    Houston, TX
  • 07/2022 → Present
    Massmutual Life Insurance Company
    Houston, TX
  • 08/2020 → 04/2022
    Sweeny Isd
    Sweeny, TX
  • 08/2018 → 08/2020
    Weimar Isd
    Weimar, TX
  • 08/2015 → 08/2018
    Gainesville Isd
    Gainesville, TX
Other Businesses

(1)Name: Shane Minks Inv rel: N Add: At Residential Address Nature: Private Athletic Lessons Position: Coach/Instructor Start date: 09/19/2022 No. HR/MO: 4 No. HR/MO dur trading: 0 Describe duties: Conducting individual/group lessons with athletes of various sports. (2) Name: NAIFA Houston Inv rel: N Add: Residential Nature: Board Service Position: President Start date: 01/01/2026 No. HR/MO: 10. No. HR/MO dur trading: 5. Describe duties: Lead the board of directors and group as a whole to grow membership, coordinate events, and advocate for our industry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07

View on SEC IAPD

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