Brock Michael Butlett

650 Town Center Dr Ste 920, Costa Mesa, CA 92626 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Gradient Advisors	Arden Hills	MN	07/2022	12/2022
Wealth Financial Group West, Inc.	Costa Mesa	CA	09/2017	Present
University Of California Santa Barbara	Santa Barbara	CA	01/2014	08/2017
Wealth Financial Group West, Inc.	Costa Mesa	CA	11/2022	Present
Simpson & Simpson Life Insurance Services, Inc.	Costa Mesa	CA	07/2017	Present

07/2022 → 12/2022

Gradient Advisors

Arden Hills, MN
09/2017 → Present

Wealth Financial Group West, Inc.

Costa Mesa, CA
01/2014 → 08/2017

University Of California Santa Barbara

Santa Barbara, CA
11/2022 → Present

Wealth Financial Group West, Inc.

Costa Mesa, CA
07/2017 → Present

Simpson & Simpson Life Insurance Services, Inc.

Costa Mesa, CA

Simpson & Simpson Life Insurance Services, Inc. Costa Mesa, CA; insurance agent since 07/2017; investment related; life insurance sales; 1 hr/mo

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-31