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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-16
WA RA APPROVED 2023-06-19
  • TX RA
    APPROVED
    Since 2024-12-16
  • WA RA
    APPROVED
    Since 2023-06-19

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Terabonne Edmonds WA 06/2017 08/2020
Edmonds City Council Edmonds WA 06/2018 08/2018
Arrow Homes Bellingham WA 03/2019 02/2020
Western Washington University Bellingham WA 09/2017 03/2022
Meadowdale Elementary, Meadowdale Middle, Meadowdale High School Lynnwood WA 10/2011 09/2017
Ubs Financial Services Inc Seattle WA 07/2022 Present
Unemployed Edmonds WA 03/2022 07/2022
  • 06/2017 → 08/2020
    Terabonne
    Edmonds, WA
  • 06/2018 → 08/2018
    Edmonds City Council
    Edmonds, WA
  • 03/2019 → 02/2020
    Arrow Homes
    Bellingham, WA
  • 09/2017 → 03/2022
    Western Washington University
    Bellingham, WA
  • 10/2011 → 09/2017
    Meadowdale Elementary, Meadowdale Middle, Meadowdale High School
    Lynnwood, WA
  • 07/2022 → Present
    Seattle, WA
  • 03/2022 → 07/2022
    Unemployed
    Edmonds, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-17
  • S66 Uniform Combined State Law Examination
    2023-06-17

View on SEC IAPD

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