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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-12 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wintrust Investments Llc | Chicago | IL | 06/2022 | 01/2025 |
| Quaker Houghton | Dayton | OH | 02/2022 | 04/2022 |
| Fairhaven Wealth Management | Wheaton | IL | 06/2021 | 07/2021 |
| Naperville Yard | Naperville | IL | 06/2017 | 01/2022 |
| University Of Dayton | Dayton | OH | 09/2018 | 05/2022 |
| Benet Academy | Lisle | IL | 09/2014 | 05/2018 |
| Lpl Financial Llc | Fort Mill | SC | 01/2025 | Present |
1. 01/2025- Wintrust Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/06/2022- 160 Hours Per Month- 160 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/06/2022- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
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