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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-30 |
| CA | RA | APPROVED | 2023-05-04 |
Branch Locations
2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sauced Bbq And Spiritis | Walnut Creek | CA | 07/2018 | 09/2018 |
| Morgan Stanley | Pleasanton | CA | 07/2020 | 09/2020 |
| Forli Restaurant | Alamo | CA | 11/2021 | 06/2022 |
| Classic Amusement | Hayward | CA | 03/2017 | 09/2017 |
| Student | Alamo | CA | 08/2010 | 09/2017 |
| Student | Eugene | OR | 09/2017 | 08/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2022 | 03/2023 |
| Northwestern Mutual Investment Services Llc | Walnut Creek | CA | 08/2022 | 03/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | 03/2023 |
| Equitable Advisors, Llc | New York | NY | 04/2023 | Present |
| Unemployed | Alamo | CA | 03/2023 | 04/2023 |
Board Member, University of Oregon Alumni Association. Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-17 |
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