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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-30
CA RA APPROVED 2023-05-04
  • TX RA
    APPROVED_RES
    Since 2026-01-30
  • CA RA
    APPROVED
    Since 2023-05-04

Branch Locations

2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sauced Bbq And Spiritis Walnut Creek CA 07/2018 09/2018
Morgan Stanley Pleasanton CA 07/2020 09/2020
Forli Restaurant Alamo CA 11/2021 06/2022
Classic Amusement Hayward CA 03/2017 09/2017
Student Alamo CA 08/2010 09/2017
Student Eugene OR 09/2017 08/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2022 03/2023
Northwestern Mutual Investment Services Llc Walnut Creek CA 08/2022 03/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 03/2023
Equitable Advisors, Llc New York NY 04/2023 Present
Unemployed Alamo CA 03/2023 04/2023
  • 07/2018 → 09/2018
    Sauced Bbq And Spiritis
    Walnut Creek, CA
  • 07/2020 → 09/2020
    Morgan Stanley
    Pleasanton, CA
  • 11/2021 → 06/2022
    Forli Restaurant
    Alamo, CA
  • 03/2017 → 09/2017
    Classic Amusement
    Hayward, CA
  • 08/2010 → 09/2017
    Student
    Alamo, CA
  • 09/2017 → 08/2022
    Student
    Eugene, OR
  • 08/2022 → 03/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2022 → 03/2023
    Northwestern Mutual Investment Services Llc
    Walnut Creek, CA
  • 08/2022 → 03/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2023 → Present
    New York, NY
  • 03/2023 → 04/2023
    Unemployed
    Alamo, CA
Other Businesses

Board Member, University of Oregon Alumni Association. Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
S63 Uniform Securities Agent State Law Examination 2022-12-17
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02
  • S63 Uniform Securities Agent State Law Examination
    2022-12-17
Other Names
  • Robert Scott Knoll
  • Rob Knoll Knoll
  • Robert S Knoll

View on SEC IAPD

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