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Daniel Brown

Wells Fargo Advisors Financial Network, LLC

Charlotte, NC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-03
  • NC RA
    APPROVED
    Since 2025-07-03

Branch Locations

1525 W W T Harris Blvd, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 04/2022 07/2024
Associate Staffing, Llc. Charlotte NC 04/2022 09/2022
Publix Super Markets, Inc. Auburn AL 06/2018 08/2020
Publix Super Markets, Inc. Birmingham AL 03/2016 09/2017
Shipt Birmingham AL 10/2017 10/2018
Auburn University Auburn AL 08/2017 12/2021
Unemployed Vestavia Hills AL 12/2021 03/2022
Unemployed Birmingham AL 08/2004 05/2017
Wells Fargo Advisors Financial Network, Llc Charlotte NC 07/2024 Present
  • 04/2022 → 07/2024
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2022 → 09/2022
    Associate Staffing, Llc.
    Charlotte, NC
  • 06/2018 → 08/2020
    Publix Super Markets, Inc.
    Auburn, AL
  • 03/2016 → 09/2017
    Publix Super Markets, Inc.
    Birmingham, AL
  • 10/2017 → 10/2018
    Shipt
    Birmingham, AL
  • 08/2017 → 12/2021
    Auburn University
    Auburn, AL
  • 12/2021 → 03/2022
    Unemployed
    Vestavia Hills, AL
  • 08/2004 → 05/2017
    Unemployed
    Birmingham, AL
  • 07/2024 → Present
    Wells Fargo Advisors Financial Network, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2022-07-18
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2022-07-18
Other Names
  • Daniel Brown
  • Daniel Alan Brown

View on SEC IAPD

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