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Charles Bugg

Morgan Stanley

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-15
VA RA APPROVED 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-15
  • VA RA
    APPROVED
    Since 2025-08-08

Branch Locations

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Richmond Richmond VA 09/2018 06/2022
Collegiate School Richmond VA 09/2011 06/2018
Camp Rivers Bend Millboro VA 06/2017 08/2021
William Moore Iii Richmond VA 06/2022 08/2022
Northwestern Mutual Investment Services Llc Richmond VA 08/2022 04/2025
William Moore Richmond VA 07/2022 01/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2023 02/2024
Wmiii, Llc Richmond VA 01/2024 04/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2024 04/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2024 04/2025
Morgan Stanley Richmond VA 05/2025 Present
  • 09/2018 → 06/2022
    University Of Richmond
    Richmond, VA
  • 09/2011 → 06/2018
    Collegiate School
    Richmond, VA
  • 06/2017 → 08/2021
    Camp Rivers Bend
    Millboro, VA
  • 06/2022 → 08/2022
    William Moore Iii
    Richmond, VA
  • 08/2022 → 04/2025
    Northwestern Mutual Investment Services Llc
    Richmond, VA
  • 07/2022 → 01/2024
    William Moore
    Richmond, VA
  • 07/2023 → 02/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2024 → 04/2025
    Wmiii, Llc
    Richmond, VA
  • 02/2024 → 04/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2024 → 04/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2025 → Present
    Morgan Stanley
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-08
S63 Uniform Securities Agent State Law Examination 2023-06-01
  • S66 Uniform Combined State Law Examination
    2025-08-08
  • S63 Uniform Securities Agent State Law Examination
    2023-06-01
Other Names
  • Charlie Bugg
  • Charles Roberts Bugg

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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