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Adam Michael Gock

Ritholtz Wealth Management

Chicago, IL

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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-19
  • IL RA
    APPROVED
    Since 2025-12-19

Branch Locations

1357 N. Elston Ave, Chicago, IL 60642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradestation Securities, Inc. Chicago IL 01/2015 02/2022
Annex Wealth Management Brookfield WI 02/2022 12/2022
Ritholtz Wealth Management New York NY 01/2023 Present
  • 01/2015 → 02/2022
    Tradestation Securities, Inc.
    Chicago, IL
  • 02/2022 → 12/2022
    Annex Wealth Management
    Brookfield, WI
  • 01/2023 → Present
    Ritholtz Wealth Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-19
S63 Uniform Securities Agent State Law Examination 2011-03-10
  • S65 Uniform Investment Adviser Law Examination
    2025-12-19
  • S63 Uniform Securities Agent State Law Examination
    2011-03-10
Other Names
  • Adam M. Gock

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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