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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
GA RA APPROVED 2024-11-18
  • TX RA
    APPROVED
    Since 2024-12-18
  • GA RA
    APPROVED
    Since 2024-11-18

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Atlanta GA 06/2022 Present
Mike And C's Peachtree City GA 07/2017 06/2018
Dunkin Donuts Athens GA 10/2020 03/2021
Allgood Lounge Athens GA 07/2021 06/2022
Unemployed Brooks GA 09/2012 06/2017
Unemployed Brooks GA 07/2018 09/2018
Chili's Peachtree City GA 02/2019 08/2019
Chili's Milledgeville GA 10/2018 12/2018
Unemloyed Brooks GA 01/2019 01/2019
Unemployed Brooks GA 09/2019 09/2020
Unemployed Brooks GA 04/2021 06/2021
  • 06/2022 → Present
    Merrill Lynch
    Atlanta, GA
  • 07/2017 → 06/2018
    Mike And C's
    Peachtree City, GA
  • 10/2020 → 03/2021
    Dunkin Donuts
    Athens, GA
  • 07/2021 → 06/2022
    Allgood Lounge
    Athens, GA
  • 09/2012 → 06/2017
    Unemployed
    Brooks, GA
  • 07/2018 → 09/2018
    Unemployed
    Brooks, GA
  • 02/2019 → 08/2019
    Chili's
    Peachtree City, GA
  • 10/2018 → 12/2018
    Chili's
    Milledgeville, GA
  • 01/2019 → 01/2019
    Unemloyed
    Brooks, GA
  • 09/2019 → 09/2020
    Unemployed
    Brooks, GA
  • 04/2021 → 06/2021
    Unemployed
    Brooks, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-14
S63 Uniform Securities Agent State Law Examination 2024-06-24
  • S65 Uniform Investment Adviser Law Examination
    2024-11-14
  • S63 Uniform Securities Agent State Law Examination
    2024-06-24

View on SEC IAPD

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