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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-09 |
Branch Locations
Scottsdale, AZ • United States
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Scottsdale | AZ | 06/2022 | 03/2023 |
| U.S. Bank | Fountain Hills | AZ | 09/2019 | 10/2022 |
| Letter Stream | Scottsdale | AZ | 07/2019 | 09/2019 |
| Kelly-Moore Paints | Chico | CA | 04/2001 | 06/2019 |
| U.S. Bancorp Investments, Inc. | Scottsdale | AZ | 03/2023 | 09/2025 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
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