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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-09
  • TX RA
    APPROVED
    Since 2025-10-09

Branch Locations

Scottsdale, AZ • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Scottsdale AZ 06/2022 03/2023
U.S. Bank Fountain Hills AZ 09/2019 10/2022
Letter Stream Scottsdale AZ 07/2019 09/2019
Kelly-Moore Paints Chico CA 04/2001 06/2019
U.S. Bancorp Investments, Inc. Scottsdale AZ 03/2023 09/2025
Ameriprise Financial Services, Llc Scottsdale AZ 09/2025 Present
Previous Registrations
  • 2024-01-22 → 2025-09-19
    Fountain Hills, AZ
    Everett, WA
    Scottsdale, AZ
    Lakewood, CO
    Scottsdale, AZ
    Scottsdale, AZ
    Tempe, AZ
    Scottsdale, AZ
    Lakewood, CO
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2022-09-19
Other Names
  • David William Cabral

View on SEC IAPD

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