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Michael Carner

J.P. Morgan Securities LLC

Westlake Village, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
TX RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-06

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 07/2023 10/2024
Unemployed Westlake Village CA 10/2014 08/2018
J.P. Morgan Securities Llc Westlake Village CA 10/2024 Present
Jpmorgan Chase Bank, N.A. Westlake Village CA 10/2024 Present
Lucia Capital Group Westlake Village CA 08/2023 10/2024
Northwestern Mutual San Diego CA 09/2022 02/2023
University Of San Diego San Diego CA 09/2018 12/2022
Unemployed Westlake Village CA 03/2023 06/2023
  • 07/2023 → 10/2024
    Lpl Financial Llc
    San Diego, CA
  • 10/2014 → 08/2018
    Unemployed
    Westlake Village, CA
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    Westlake Village, CA
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 08/2023 → 10/2024
    Lucia Capital Group
    Westlake Village, CA
  • 09/2022 → 02/2023
    Northwestern Mutual
    San Diego, CA
  • 09/2018 → 12/2022
    University Of San Diego
    San Diego, CA
  • 03/2023 → 06/2023
    Unemployed
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22
Other Names
  • Michael C Carner

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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